• Deloitte & Touche LLP
• 26 Jul, 2019

The United States (US) Securities and Exchange Commission (SEC) adopted SEC Rule 613 (Rule 613) in 2012 to create the Consolidated Audit Trail (CAT) intended to allow regulators to monitor activity in National Market System (NMS) securities throughout the US markets. In November 2016, the SEC approved the CAT NMS Plan, which was submitted by the Self-Regulatory Organizations (SROs)
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